Components of the HLC Process
Content:
Timetable
- Spring of 1998: last North Central Association (HLC) visit
- Spring of 2008: next visit of HLC (new criteria will be in
effect)
- Contact person: Dr. Taylor, Director of the Program to
Evaluate and Advance Quality (PEAQ) with HLC
- Dr. Taylor recommends beginning as early as possible with
the HLC process and the site visit
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Key Focus for HLC Process
- Focus for our university: use of results to improve student
learning and learning outcomes
- Key factors in long-range assessment of student learning
- The leadership supports the assessment of student
learning across the institution’s educational programs
- Sufficient resources are allocated to sustain
ongoing assessment efforts
- Funds are available to support changes that need to
be made to enhance student academic achievement
- All planning and budgeting processes include ways in
which assessment information can influence institutional
priorities
- Timing of Assessment: HLC guidelines
- Assessment needs to be done on a regular, on-going
basis
- The assessment process needs to be comprehensive,
applied to a wide range of programs
- All programs in Student Affairs need to hold
assessements, including:
- student needs
- student satisfaction with programs and services
- measuring the impact of programs and services
through outcomes assessments
- A paradigm shift by HLC (the new criteria will go into
effect January 1, 2005)
- A strong emphasis on student learning
- Shift from satisfaction surveys to student outcomes
- A set of desired learning outcomes needs to be spelled
out as goals
- There needs to be evidence that these outcomes have been
reached
- The emphasis needs to be on active learning, rather than
students being the passive recipients of knowledge
- There needs to be constant feedback in the process (HLC
will be very interactive with schools on an annual basis in
the future
- Close the loop
- start with desired learning outcomes
- end with a demonstration of learning outcomes
through research and evaluation
- How has your history prepared you to be successful in
the future?
- Basic Questions
- How do you know you are doing a good job of facilitating
and/or supporting student learning?
- Do you have an assessment plan?
- Are you doing assessment, and if so, what have you done
or are you doing?
- Has what you have done led to improvement of services
and programs?
- More Specific Potential Questions by an Accreditation Team
- What is your Student Affairs mission, and do your
services and programs reflect this mission?
- Who are your students, and is there evidence that your
student services and programs match well with the needs of
these students?
- What evidence is there that your students are satisfied
with the student services and programs that you offer?
- Is there a relationship between use of your student
services and programs and intended student outcomes?
- Does the assessment of your services and programs focus
on student learning outcomes?
- How would you describe your campus climate?
- Can you demonstrate that your student services and
programs meet accepted national professional standards and
service-specific accreditation?
- Do the breadth, depth, and quality of your student
services and programs compare well with institutions similar
to you?
- Are your student services and programs cost-effective?
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Who Drives This Process?
- Taxpayers, parents, legislators, and everyone investing
money in higher education in the state
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Four Major Components in the Planning
Process
- Vision
- Compelling
- Inspirationa
- Calls people to join
- Offers a short statement: : “Changing Lives”
- Mission
- Needs to be concise
- What does the department stand for?
- What does the department do to support student learning?
- What impact do you have on your students through your
services and programs?
- Values
- What does the department value?
- Priorities
- Based on its vision, mission, and values, what are
priorities for the department?
- Are these priorities stated as outcome objectives and
goals?
- Are these priorities directly related to budgetary
decisions?
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Assessment of Programs, Rather than
A Description of Programs
- Components of Assessment
- Need to move beyond the descriptive part of the college
experience to the research and evaluation
- Demonstrate meeting desired learning outcomes
- How do you contribute to fulfilling the mission
statement?
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Supporting Pillars of the New Criteria for
Re-Accreditation by HLC (Program to Evaluate and Advance Quality-
PEAQ)
(From: Handbook of Accreditation Third Edition, HLC, 2003.)
- Major Pillars of the Program to Evaluate and Advance Quality
- Future focused departments/programs
- engage in planning focused on strategic planning
initiatives
- are driven by the mission
- are committed to a vision
- identify common values
- understand social and economic change
- focus on the futures of constituents
- integrate new technology
- Learning centered departments/programs
- assess student learning
- support learning
- support scholarship
- create the capacity for lifelong learning
- strengthen organizational learning
- Distinctive departments/programs
- have an unambiguous mission
- appreciate diversity
- are accountable
- are self-reflective
- are committed to improvement
- Connected departments/programs
- serve the common good
- serve constituents
- create a culture of service
- collaborate
- engage in healthy internal communication
- Demonstrate engagement and service
- encourage partnerships and linkage
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Criteria and Core Components of HLC for
Re-Accreditation
Selected statements from the HLC guidelines relating to
Student Affairs under the 5 new criteria of the Program to Evaluate
and Advance Quality (PEAQ)
(From: Handbook of Accreditation Third Edition, HLC, 2003.)
- Criterion One: Mission and Integrity: “The organization
operates with integrity to ensure the fulfillment of its mission
through the structures and processes that involve the board,
faculty, staff, and students.”
- Core Component 1A. The organization’s mission documents
are clear and articulate publicly the organization’s
commitments
- Patterns of Evidence
- the department has adopted statements of
mission, vision, values, goals, and organizational
priorities that together clearly and broadly define
the department’s mission
- Core Component 1B. In its mission documents, the
department recognizes the diversity of its learners, other
constituencies, and the greater society it serves
- Patterns of Evidence
- The mission documents affirm the organization’s
commitment to honor the dignity and worth of the
individuals
- Core Component 1C. Understanding of and support for the
mission pervades the department
- Patterns of Evidence
- the department’s strategic decisions are
mission-driven
- Core Component 1D. The department’s governance and
administrative structures promote effective leadership and
support the collaborative processes that enable the
department to fulfill its mission
- Patterns of Evidence
- Effective communication facilitates governance
processes and activities
- The distribution of responsibilities as defined
in governance structures, processes, and activities
is understood and is implemented through delegated
authority
- Core Component 1 E. The department upholds and protects
its integrity
- Patterns of Evidence
- The department exercises its responsibility to
the public to ensure that the department operates
legally, responsibly, and with fiscal honesty
- The department’s structures and processes allow
it to ensure the integrity of its co-curricular and
auxiliary activities
- The department documents timely response to
complaints and grievances, particularly those of
students
- The department presents itself accurately and
honestly to the public
- Criterion Two: Preparing for the Future “The organization’s
allocation of resources and its processes for evaluation and
planning demonstrate its capacity to fulfill its mission,
improve the quality of its education, and respond to future
challenges and opportunities.”
- Core Component 2A. The department realistically prepares
for a future shaped by multiple societal and economic trends
- Patterns of Evidence:
- The department’s planning documents show careful
attention to the department’s function in a
multicultural society
- The department’s planning processes include
effective environmental scanning
- The department’s environment is supportive of
innovation and change
- The department incorporates in its planning
those aspects of its history and heritage that it
wishes to preserve and continue
- The department clearly identifies authority for
decision making about organizational goals
- Core Component 2 B. The department’s resource base
supports its educational programs and its plans for
maintaining and strengthening their quality in the future.
- Patterns of Evidence
- The department’s resources are adequate for
achievement of the educational quality it claims to
provide
- The department uses its human resources
effectively
- The department intentionally develops its human
resources to meet future changes
- The department’s planning processes are flexible
enough to respond to unanticipated needs for program
reallocation, downsizing, or growth
- The department has a history of achieving its
planning goals
- Core Component 2 C. The department’s ongoing evaluation
and assessment processes provide reliable evidence of
institutional effectiveness that clearly informs strategies
for continuous improvement.
- Patterns of Evidence
- The department maintains effective systems for
collecting, analyzing, and using departmental
information
- Appropriate data and feedback loops are
available and used throughout the department to
support continuous improvement
- The department provides adequate support for its
evaluation and assessment processes
- Core Component 2D. All levels of planning align with the
department’s mission, thereby enhancing its capacity to
fulfill its mission.
- Patterns of Evidence
- Coordinated planning processes center on the
mission documents which define vision, values,
goals, and strategic priorities for the department.
- Planning processes link with budgeting processes
- Long-range strategic planning processes allow
for reprioritization of goals when necessary because
of changing environments
- Planning processes involve internal constituents
and, where appropriate, external constituents
- Criterion Three: Student Learning and Effective Teaching.
“The organization provides evidence of student learning and
teaching effectiveness that demonstrates it is fulfilling its
educational mission.”
- Core Component 3 A. The department’s goals for student
learning outcomes are clearly stated for each educational
program and make effective assessment possible.
- Patterns of Evidence
- Assessment of student learning provides multiple
direct and indirect measures of student learning
- The department integrates into its assessment of
student learning the data reported for purposes of
external accountability
- Results obtained through assessment of student
learning are available to appropriate
constituencies, including students themselves
- Core Component 3B. The department values and supports
effective teaching
- Core Component 3C. The department creates effective
learning environments.
- Patterns of Evidence
- Assessment results inform improvements in
student services
- The department provides an environment that
supports all learners and respects the diversity
they bring
- Advising systems focus on student learning,
including the mastery of skills required for
academic success
- Student development programs support learning
throughout the student’s experience regardless of
the location of the student
- The department employs, when appropriate, new
technologies that enhance an effective learning
environment for students
- Core Component 3D. The department’s learning resources
support student learning and effective teaching
- Criterion Four: Acquisition, Discovery, and Application of
Knowledge. “The organization promotes the life of learning for
its faculty, administration, staff, and students by fostering,
and supporting inquiry, creativity, practice, and social
responsibility in ways consistent with its mission.
- Core Component 4A. The department demonstrates, through
its actions, that it values a life of action
- Patterns of Evidence
- The department demonstrates the linkages between
curricular and co-curricular activities that support
inquiry, practice, creativity, and social
responsibility.
- Learning outcomes demonstrate effective
preparation for continued learning
- The department supports professional development
opportunities and makes them available to all of its
staff
- Core Component 4B. The department demonstrates that
acquisition of a breadth of knowledge and skills and the
exercise of intellectual inquiry are integral to its
educational programs.
- Patterns of Evidence
- The department demonstrates the linkages between
curricular and co-curricular activities that support
inquiry, practice, creativity, and social
responsibility.
- Learning outcomes demonstrate effective
preparation for continued learning.
- Core Component 4C. The department assesses the
usefulness of its programs/offerings to students who will
live and work in a global, diverse, and technological
society.
- Patterns of Evidence
- In keeping with its mission, learning goals and
outcomes include skills and professional competence
essential to a diverse workforce
- The department provides co-curricular
opportunities that promote social responsibility
- Core Component 4D. The department provides support to
ensure that students and staff acquire, discover, and apply
knowledge responsibly
- Pattern of Evidence
- The department encourages co-curricular
activities that relate responsible use of knowledge
to practicing social responsibilities
- The department’s programs contribute to the
development of student skills and attitudes
fundamental to responsible use of knowledge
- Criterion Five: Engagement and Service. “As called for by
its mission, the organization identifies its constituencies and
serves them in ways both value.”
- Core Component 5A. The department learns from the
constituencies it serves and analyzes its capacity to serve
their needs and expectations
- Pattern of Evidence
- The department practices periodic environmental
scanning to understand the changing needs of its
constituencies and their communities.
- The department demonstrates attention to the
diversity of the constituencies it serves.
- The department’s outreach programs respond to
identified community needs
- Core Component 5B. The department has the capacity and
the commitment to engage with its identified constituencies
and communities.
- Patterns of Evidence:
- The department’s co-curricular activities engage
students, staff, and administrators with external
communities
- The department’s resources- physical, financial,
and human- support effective programs of engagement
and service
- Planning processes project ongoing engagement
and service
- Core Component 5C. The department demonstrates its
responsiveness to those constituencies that depend on it for
service
- Patterns of Evidence:
- The department’s programs of engagement give
evidence of building effective bridges among diverse
populations.
- The department participates in partnerships
focused on shared educational goals
- Core Component 5D. Internal and external constituencies
value the services the department provides.
- Patterns of Evidence:
- The department’s evaluation of services involves
the constituencies involved
- Service programs and volunteer activities are
well-received by the communities served
- External constituents participate in the
organization’s activities and co-curricular programs
open to the public
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